Form D · Hedge Fund

Rotella Orion Fund LLC

Bellevue, WA · CIK 0001372061

Offering snapshot reported May 7, 2018 · SEC filing

Reported sold
$7.28M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.65M$13.3MJan 20, 2016: $13,304,000.00Jan 20, 2016May 15, 2017: $13,304,000.00May 15, 2017May 7, 2018: $7,275,000.00May 7, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,304,000 → $7,275,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 7, 2018Amendment$7,275,000-$6,029,000vs May 15, 20175SEC filing
May 15, 2017Amendment$13,304,000$0vs Jan 20, 20165SEC filing
Jan 20, 2016Initial$13,304,000No comparison15SEC filing
Jan 20, 2015Initial$13,143,000No comparison15SEC filing
Feb 7, 2014Initial$13,115,000No comparison14SEC filing
Feb 6, 2013Initial$12,684,000No comparison14SEC filing
Dec 30, 2011Amendment$27,665,000-$17,289,000vs Dec 30, 201014SEC filing
Dec 30, 2010Amendment$44,954,000-$2,978,000vs Dec 15, 200911SEC filing
Dec 15, 2009Amendment$47,932,000No comparison9SEC filing
Aug 4, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-255610

Source: Form D, filed May 7, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Milton K. Buckingham Executive
Joseph A Canepari Executive
Dean W Crowder, Iii Executive
Kelly A Fetzer Executive
John Harper Executive
Richard L Johnson Executive
Kenneth S. Koh Executive
Jagdeesh Prakasam Executive
Ian Ram Executive
Rosemarie Rotella Executive
Robert P Rotella Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 Bellevue Way Ne Suite 200
Bellevue, WA, 98004