Form D · Hedge Fund

Rotella ETA Carinae Fund, LLC

Bellevue, WA · CIK 0001707121

Offering snapshot reported May 4, 2018 · SEC filing

Reported sold
$5.01M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.51M$5.01MMay 22, 2017: $5,010,000.00May 22, 2017May 4, 2018: $5,010,000.00May 4, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 4, 2018Amendment$5,010,000$0vs May 22, 20172SEC filing
May 22, 2017Initial$5,010,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-287173

Source: Form D, filed May 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dean W Crowder, Iii Executive
John Harper Executive
Jagdeesh Prakasam Executive
Ian Ram Executive
Robert P Rotella Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 Bellevue Way Ne, Suite 200
Bellevue, WA, 98004