Form D · Other Investment Fund
Rosemont Dunwoody Capital, LLC
Chagrin Falls, OH · CIK 0001577267
Offering snapshot reported May 20, 2013 · SEC filing
- Reported sold
- $665K Offering amount: $1.8M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Apr 25, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 20, 2013 | Initial | $665,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $126K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-196766
Based on entire offered amount.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ronald H. Kulberg | 276480 | Financial America Securities, Inc. · CRD 5100 |
Source: Form D, filed May 20, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Capital Equity Group | Executive, Promoter |
| Mark G. Tiefel | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
17124 North Brook Trail
Chagrin Falls, OH, 44023
Chagrin Falls, OH, 44023