Form D · Hedge Fund

Rose Grove Focus Fund, LLC

Wellesley, MA · CIK 0001628616

Offering snapshot reported Dec 18, 2015 · SEC filing

Reported sold
$65M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 10, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.5M$65MDec 23, 2014: $61,428,000.00Dec 23, 2014Dec 18, 2015: $64,953,000.00Dec 18, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$61,428,000 → $64,953,000
  • Reported investors10 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2015Amendment$64,953,000$3,525,000vs Dec 23, 201411SEC filing
Dec 23, 2014Initial$61,428,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-230788
The offering is an on-going offering, without a cap, and therefore is an indefinite amount. The total amount sold is based on initial investments in the Issuer and does not reflect redemptions, appreciation or depreciation.

Source: Form D, filed Dec 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROSE GROVE FOCUS FUND LLC

Investment adviser: ROSE GROVE CAPITAL MANAGEMENT, LLC

Gross asset value
$63.8M
Beneficial owners
12
ADV minimum commitment
$1M

Reported in Form ADV on Sep 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNP PARIBAS FUND ADMINISTRATION SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BOSTON, Massachusetts, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1141380 · Sep 28, 2017 · Schedule D 7.B.(1), fund 805-8986144315

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Managing Member Rose Grove Gp Iii, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
40 Grove Street Suite 170
Wellesley, MA, 02482