Form D · Hedge Fund

Rose Grove Equity Income Fund, LP

Wellesley, MA · CIK 0001484149

Offering snapshot reported Jul 15, 2013 · SEC filing

Reported sold
$23.4M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.7M$23.4MMar 12, 2010: $12,000,000.00Mar 12, 2010Mar 10, 2011: $13,000,000.00Mar 10, 2011Jul 15, 2013: $23,350,000.00Jul 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,000,000 → $23,350,000
  • Reported investors2 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 15, 2013Amendment$23,350,000$11,350,000vs Mar 12, 20105SEC filing
Mar 10, 2011Amendment$13,000,000$1,000,000vs Mar 12, 20103SEC filing
Mar 12, 2010Initial$12,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-139541
The offering is an on-going offering, without a cap, and therefore is an indefinite amount. The total amount sold is based on initial investments in the Issuer and does not reflect redemptions, appreciation or depreciation.
Limited Partnership Interests

Source: Form D, filed Jul 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROSE GROVE EQUITY INCOME FUND, LP

Investment adviser: ROSE GROVE CAPITAL MANAGEMENT, LLC

Gross asset value
$31.1M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Feb 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CREDIT SUISSE ADMINISTRATOR SERVICES (CAYMAN), LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 868568 · Feb 26, 2015 · Schedule D 7.B.(1), fund 805-5464552221

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Rose Grove Gp Ii, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rose Grove Gp Ii, Llc 40 Grove Street
Wellesley, MA, 02482