Form D · Business Services
root9B Technologies, Inc.
Charlotte, NC · CIK 0001272550
Offering snapshot reported Sep 26, 2016 · SEC filing
- Reported sold
- $3.64M Offering amount: $10M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 9, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 26, 2016 | Initial | $3,636,000 | No comparison | 6 | SEC filing |
| Dec 2, 2015 | Initial | $845,750 | No comparison | 4 | SEC filing |
| Aug 13, 2015 | Initial | $0 | No comparison | 2 | SEC filing |
| Mar 17, 2015 | Initial | $4,055,498 | No comparison | 17 | SEC filing |
| Feb 20, 2015 | Initial | $7,353,753 | No comparison | 1 | SEC filing |
| Dec 3, 2014 | Amendment | $1,800,000 | $550,000vs Nov 6, 2014 | 7 | SEC filing |
| Nov 6, 2014 | Initial | $1,250,000 | No comparison | 5 | SEC filing |
| Jul 2, 2013 | Amendment | $750,000 | -$6,296,000vs Jan 8, 2013 | 6 | SEC filing |
| Mar 7, 2013 | Amendment | $13,126,000 | $2,025,900vs Jan 31, 2013 | 118 | SEC filing |
| Jan 31, 2013 | Amendment | $11,100,100 | $4,054,100vs Jan 8, 2013 | 99 | SEC filing |
| Jan 8, 2013 | Initial | $7,046,000 | No comparison | 38 | SEC filing |
| Jan 8, 2013 | Initial | $750,000 | No comparison | 7 | SEC filing |
| Mar 9, 2011 | Initial | $5,000,000 | No comparison | 2 | SEC filing |
| Dec 22, 2010 | Initial | $112,000 | No comparison | 4 | SEC filing |
| Jul 6, 2010 | Amendment | $672,000 | $70,000vs Jun 2, 2010 | 19 | SEC filing |
| Jun 2, 2010 | Initial | $350,000 | No comparison | 1 | SEC filing |
| Jun 2, 2010 | Amendment | $602,000 | $238,000vs May 17, 2010 | 17 | SEC filing |
| May 17, 2010 | Initial | $364,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-271315
Source: Form D, filed Sep 26, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Isaac Blech | Director |
| Graeme Booth | Executive |
| Larry Brumfield | Executive |
| Kevin Carnahan | Director |
| John Catsimatidis | Director |
| Wesley Clark | Director |
| Michael Effinger | Executive |
| Mark Elliott | Executive |
| John Galt | Executive |
| Joseph J. Grano, Jr. | Director, Executive |
| Kevin J Hasenfus | Director, Executive |
| Eric Hipkins | Director, Executive |
| Brian King | Executive |
| Patrick Kolenik | Director |
| Gregory Morris | Director |
| Harvey Pitt | Director |
| Anthony Santor | Director |
| Anothony Sartor | Director |
| Anthony Sartor | Director |
| Seymour Siegel | Director |
| Kenneth Smith | Executive |
| Cary Sucoff | Director |
| Daniel Wachtler | Director, Executive |
| Stephen W Yarbrough | Director |
| Robert N Yearwood | Director, Executive |
Issuer details
Industry: Business Services (See others in industry)
Address:
4521 Sharon Road Suite 300
Charlotte, NC, 28211
Charlotte, NC, 28211