Form D · Other Energy

Root River Energy, LLC

Minneapolis, MN · CIK 0001438173

Offering snapshot reported Oct 21, 2009 · SEC filing

Reported sold
$638K
Offering amount: $2.75M
Investors reported
32
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$319K$638KJul 6, 2009: $30,060.00Jul 6, 2009Oct 21, 2009: $637,740.00Oct 21, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$30,060 → $637,740
  • Reported investors1 → 32

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 21, 2009Amendment$637,740$607,680vs Jul 6, 200932SEC filing
Jul 6, 2009Initial$30,060No comparison1SEC filing
Jun 18, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$275K (estimated)
Finders' fees
$0
Form D file number
021-119425
Maximum amount if entire offering is sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Justin Erickson3175245BROKERBANK SECURITIES, INCORPORATED · CRD 130116
Philip Paul Wright2453688BROKERBANK SECURITIES, INCORPORATED · CRD 130116

Source: Form D, filed Oct 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Leon Steinberg Executive

Issuer details

Industry: Other Energy (See others in industry)

Address:
3033 Excelsior Boulevard Suite 525
Minneapolis, MN, 55416