Form D · Other Energy
Root River Energy, LLC
Minneapolis, MN · CIK 0001438173
Offering snapshot reported Oct 21, 2009 · SEC filing
- Reported sold
- $638K Offering amount: $2.75M
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$30,060 → $637,740
- Reported investors1 → 32
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 21, 2009 | Amendment | $637,740 | $607,680vs Jul 6, 2009 | 32 | SEC filing |
| Jul 6, 2009 | Initial | $30,060 | No comparison | 1 | SEC filing |
| Jun 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $275K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-119425
Maximum amount if entire offering is sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Justin Erickson | 3175245 | BROKERBANK SECURITIES, INCORPORATED · CRD 130116 |
| Philip Paul Wright | 2453688 | BROKERBANK SECURITIES, INCORPORATED · CRD 130116 |
Source: Form D, filed Oct 21, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Leon Steinberg | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
3033 Excelsior Boulevard Suite 525
Minneapolis, MN, 55416
Minneapolis, MN, 55416