Form D · Oil and Gas
Rooster Probe GOM Oil & Gas Ltd.
Houston, TX · CIK 1549746
Offering snapshot reported May 15, 2012 · SEC filing
- Reported sold
- $20.7M Offering amount: $40M
- Investors reported
- 145 Form D · investor count
- Minimum accepted
- $600 Reported outside-investor minimum
- First sale
- Apr 30, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 15, 2012 | Initial | $20,726,040 | No comparison | 145 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $672K
- Finders' fees
- $0
- Form D file number
- 021-178333
All references to dollar amounts in this Form D are to Canadian Dollars.
Subscription receipts that automatically convert into common shares in the capital of the company upon the satisfaction of the conditions to the consummation of the arrangement pursuant to the amended and restated arrangement agreement
All references to dollar amounts in this Form D are to Canadian Dollars.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Macquarie Capital Markets Canada Ltd. | None | |
| Canaccord Genuity Corp. | None | |
| Dundee Securities Inc. | None | |
| Global Hunter Securities, LLC | None | |
| Sunrise Securities Corp | None |
Source: Form D, filed May 15, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert P. Murphy | Director |
| Kenneth F. Tamplain Jr. | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
16285 Park Ten Place Suite 120
Houston, TX, 77084
Houston, TX, 77084