Form D · Private Equity Fund

Rolling Stream Fund, LP

Brooklyn, NY · CIK 0001645262

Offering snapshot reported Jun 16, 2016 · SEC filing

Reported sold: $3.8M
Investors reported: 11
Minimum accepted: $250K
First sale: Jun 15, 2015

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 11

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 16, 2016	Amendment	$3,797,391	No comparison	11	SEC filing
Jun 16, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-241880

Source: Form D, filed Jun 16, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROLLING STREAM FUND, LP

Investment adviser: UNIFIED ASSET MANAGEMENT, LLC

Gross asset value: $3M
Beneficial owners: 15
ADV minimum commitment: $250K

Reported in Form ADV on Mar 18, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARTEMIS ACCOUNTING INC. COMMACK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROSEN AND GLASER CPA'S, P.C. GREAT NECK, New York, United States

Custodian ESQUIRE BANK JERICHO, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ROSEN AND GLASER CPA'S, P.C.
PCAOB 3769

Filing source

Form ADV 1961435 · Mar 18, 2025 · Schedule D 7.B.(1), fund 805-2027965367

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Rolling Stream Fund, LP (this fund)	Jun 16, 2016	$3,797,391	11
Rolling Stream Fund 2 LP	Jul 11, 2019	$9,875,000	30

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ronald Stephan Carner	Executive
Walter Klores	Executive
N/A Rolling Stream, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Rolling Stream, Llc 137 Montague Street, Suite 428
Brooklyn, NY, 11201