Form D · Other
ROKY CALDERA GOLD INVESTMENTS LLC
Bonita, CA · CIK 0001504750
Offering snapshot reported Nov 2, 2010 · SEC filing
- Reported sold
- $5.03M Offering amount: $6.17M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $6.17K Reported outside-investor minimum
- First sale
- Sep 7, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2010 | Initial | $5,033,088 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Mineral property
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $503K
- Finders' fees
- $0
- Form D file number
- 021-149882
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TVA CAPITAL LLC | 135442 |
Source: Form D, filed Nov 2, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael A Parsons | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
4035 Country Trail
Bonita, CA, 91902
Bonita, CA, 91902