Form D · Other Technology
ROKU, INC
Saratoga, CA · CIK 0001428439
Offering snapshot reported Jan 29, 2016 · SEC filing
- Reported sold
- $45.5M Offering amount: $45.5M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 9, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 29, 2016 | Initial | $45,500,000 | No comparison | 14 | SEC filing |
| Oct 22, 2014 | Initial | $25,000,000 | No comparison | 11 | SEC filing |
| Aug 7, 2012 | Initial | $44,999,996 | No comparison | 7 | SEC filing |
| Aug 7, 2012 | Initial | $5,000,000 | No comparison | 4 | SEC filing |
| Aug 12, 2011 | Initial | $8,000,000 | No comparison | 4 | SEC filing |
| Jun 4, 2009 | Amendment | $10,000,000 | No comparison | Not reported | SEC filing |
| Jun 4, 2009 | Initial | $8,359,022 | No comparison | Not reported | SEC filing |
| Oct 1, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 26, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-256307
Source: Form D, filed Jan 29, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ravi Ahuja | Director |
| Matthew Anderson | Executive |
| Shawn Carolan | Director |
| Kim J. Funk | Executive |
| Jeff Hastings | Director |
| Alan Hendricks | Director |
| Alan Henricks | Director |
| Oliver Hutaff | Executive |
| Stephen Kay | Executive |
| Robert Kyncl | Director |
| Daniel Leff | Director |
| Steve Louden | Executive |
| Jonathan Miller | Director |
| Ray Rothrock | Director |
| Steve Shannon | Executive |
| Anthony Wood | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
12980 Saratoga Ave. Suite D
Saratoga, CA, 95070
Saratoga, CA, 95070