Form D · Hedge Fund
ROK FUND, LP
One Penn Plaza, #3905, NY · CIK 0001810664
Offering snapshot reported May 27, 2020 · SEC filing
- Reported sold
- $550K Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 3, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 4
- Minimum accepted$250,000 → $100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 27, 2020 | Amendment | $550,000 | No comparison | 4 | SEC filing |
| May 15, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-367117
FUTURES
Source: Form D, filed May 27, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen Brotman | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Penn Plaza, #3905
One Penn Plaza, #3905, NY, 10119
One Penn Plaza, #3905, NY, 10119