Form D · Commercial
Rogers Realty Mezzanine Fund II, LLC
Glen Allen, VA · CIK 0001453873
Offering snapshot reported Oct 15, 2009 · SEC filing
- Reported sold
- $12.4M Offering amount: $25M
- Investors reported
- 205 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jan 23, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$6,157,000 → $12,424,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2009 | Amendment | $12,424,000 | $6,267,000vs May 6, 2009 | 205 | SEC filing |
| May 6, 2009 | Amendment | $6,157,000 | No comparison | Not reported | SEC filing |
| Feb 25, 2009 | Initial | $3,155,000 | No comparison | Not reported | SEC filing |
| Feb 3, 2009 | Amendment | $1,738,000 | No comparison | Not reported | SEC filing |
| Jan 14, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-126003
Includes sale commissions, marketing and due diligence expenses and wholesaling fees.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MCL Financial Group, Inc. | 41180 | |
| Pacific West Securities, Inc. | 6390 | |
| Gary Ackerman | 4668422 | CapWest Securities, Inc. · CRD 30002 |
| Daryl G. Bank | 2744671 | Capital Securities Management, Inc. · CRD 14169 |
| Joseph R. Broadbent | 3132498 | OMNI Brokerage, Inc. · CRD 16878 |
| Daniel P. Deighan | 1029361 | Boogie Investment Group, Inc. · CRD 142200 |
| Derek Lopez | 2320151 | National Securities Corporation · CRD 7569 |
| Gregory A. Ramirez | 2883461 | National Securities Corporation · CRD 7569 |
| Tracy R. Turner | 1385745 | CapWest Securities, Inc. · CRD 30002 |
| Eric P. Weschke | 2486324 | Alternative Wealth Strategies · CRD 130933 |
| Paul L. White II | 4669396 | Alternative Wealth Strategies, Inc. · CRD 130933 |
| Gordon W. Yee | 2339698 | National Securities Corporation · CRD 7569 |
| Jodi A. Schneelicht | 4594776 | Centaurus Financial Inc. · CRD 30833 |
| John Harvey | 4227692 | OMNI Brokerage · CRD 16878 |
| Joshua W. VanDress | 2443983 | National Securities Corporation · CRD 7569 |
| Leslie V. Anderton | 873403 | Wilson-Davis and Co., Inc. · CRD 3777 |
Source: Form D, filed Oct 15, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Louis J. Rogers | Promoter |
Issuer details
Industry: Commercial (See others in industry)
Address:
4121 Cox Road, Suite 107
Glen Allen, VA, 23060
Glen Allen, VA, 23060