Form D · Other
Roger J. Kaplan, a Professional Corp
Los Angeles, CA · CIK 0001506662
Offering snapshot reported Dec 1, 2010 · SEC filing
- Reported sold
- $10K Offering amount: $10K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 29, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 1, 2010 | Initial | $10,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-151195
This is simply the initial sale of stock to the owner of a single-shareholder, single-director professional corporation
Source: Form D, filed Dec 1, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Roger Jay Kaplan | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1999 Avenue Of The Stars Suite 1100
Los Angeles, CA, 90067
Los Angeles, CA, 90067