Form D · Hedge Fund

ROE Investment Management Capital Partners, LP

Weston, FL · CIK 0002040771

Offering snapshot reported Nov 9, 2026 · SEC filing

Reported sold: $52M
Investors reported: 7
Minimum accepted: $0
First sale: Jan 1, 2025

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 7

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 9, 2026	Amendment	$52,000,000	No comparison	7	SEC filing
Nov 17, 2025	Amendment	$45,000,000	No comparison	6	SEC filing
Dec 23, 2024	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-533052

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
INTERACTIVE BROKERS LLC	000003641

Source: Form D, filed Nov 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROE INVESTMENT MANAGEMENT CAPITAL PARTNERS, LP

Investment adviser: ROE INVESTMENT MANAGEMENT, LLC

Gross asset value: $53M
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Feb 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States

Custodian JONESTRADING INSTITUTIONAL SERVICES LLC THOUSAND OAKS, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JONESTRADING THOUSAND OAKS, California, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

JONESTRADING INSTITUTIONAL SERVICES LLC
SEC 8-26089

J.P. MORGAN SECURITIES LLC
SEC 8-35008

JONESTRADING
CRD 6888 · SEC 8-26089

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 2046642 · Feb 6, 2026 · Schedule D 7.B.(1), fund 805-2082976157

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jose Luis Garcia	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1792 Bell Tower Lane
Weston, FL, 33326