Form D · Other Investment Fund
Rocwood Capital Partners LP
New York, NY · CIK 0001502937
Offering snapshot reported Jan 8, 2014 · SEC filing
- Reported sold
- $54.3M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Oct 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$53,799,800 → $54,299,800
- Reported investors16 → 17
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 8, 2014 | Amendment | $54,299,800 | $500,000vs Jan 18, 2013 | 17 | SEC filing |
| Jan 18, 2013 | Amendment | $53,799,800 | $7,994,800vs Nov 8, 2011 | 16 | SEC filing |
| Nov 8, 2011 | Amendment | $45,805,000 | $31,475,000vs Oct 7, 2010 | 16 | SEC filing |
| Oct 7, 2010 | Initial | $14,330,000 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-148702
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Jan 8, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCWOOD CAPITAL PARTNERS LP
Investment adviser: ROCWOOD CAPITAL MANAGEMENT LP
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 18, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 801250 · Mar 18, 2014 · Schedule D 7.B.(1), fund 805-3173936200
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Rocwood Capital Management Lp | Promoter |
| N/A Rocwood Capital Performance Llc | Executive |
| Gregg Weinstein | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022