Form D · Other Investment Fund

Rocwood Capital Offshore Fund Ltd.

George Town Grand Cayman, E9 · CIK 0001502911

Offering snapshot reported Jan 8, 2014 · SEC filing

Reported sold
$119M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$59.6M$119MOct 7, 2010: $88,300,000.00Oct 7, 2010Nov 8, 2011: $95,099,000.00Nov 8, 2011Jan 18, 2013: $119,199,000.00Jan 18, 2013Jan 8, 2014: $119,199,000.00Jan 8, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2014Amendment$119,199,000$0vs Jan 18, 20131SEC filing
Jan 18, 2013Amendment$119,199,000$30,899,000vs Oct 7, 20101SEC filing
Nov 8, 2011Amendment$95,099,000$6,799,000vs Oct 7, 20102SEC filing
Oct 7, 2010Initial$88,300,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-148712

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Jan 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCWOOD CAPITAL OFFSHORE FUND LTD

Investment adviser: ROCWOOD CAPITAL MANAGEMENT LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 18, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 801250 · Mar 18, 2014 · Schedule D 7.B.(1), fund 805-4646195361

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Brashforth Director
Vincent Guacci Executive
Tammy Jennissen Director
Christopher Le Beau Director
N/A Rocwood Capital Management Lp Promoter
Gregg Weinstein Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House
George Town Grand Cayman, E9, KY1-1104