Form D · Other Investment Fund
ROCO219, a trust series of Roofstock One Trust
Oakland, CA · CIK 0001762657
Offering snapshot reported Dec 28, 2018 · SEC filing
- Reported sold
- $146K Offering amount: $146K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $74.4K Reported outside-investor minimum
- First sale
- Dec 20, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 28, 2018 | Initial | $145,860 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.02K
- Finders' fees
- $0
- Form D file number
- 021-329138
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| North Capital Private Securities Corporation | 154559 |
Source: Form D, filed Dec 28, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Beasley | Director, Executive, Promoter |
| Rich Ford | Executive, Promoter |
| Matt Harris | Director |
| Paul Hsiao | Director |
| Will Kohler | Director |
| Erik Nakamura | Executive |
| Gregor Watson | Director, Promoter |
| David Wieden | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2001 Broadway 4th Floor
Oakland, CA, 94612
Oakland, CA, 94612