Form D · Other Banking and Financial Services

ROCKY MOUNTAIN CAPITAL

Rock Springs, WY · CIK 0001336925

Offering snapshot reported Feb 10, 2010 · SEC filing

Reported sold
$9.23M
Offering amount: $9.23M
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 12, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.62M$9.23MJun 23, 2009: $2,838,980.00Jun 23, 2009Feb 10, 2010: $9,232,730.00Feb 10, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,838,980 → $9,232,730
  • Reported investors11 → 20

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2010Amendment$9,232,730$6,393,750vs Jun 23, 200920SEC filing
Jun 23, 2009Initial$2,838,980No comparison11SEC filing
Nov 5, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Nov 15, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Jan 11, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Aug 22, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-80387

Source: Form D, filed Feb 10, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clayton Andrews Director
Coleman Andrews Director, Executive
Mark Heineken Executive
Mark Hendrickson Director, Executive
Tina Martinez Executive
Joseph Martinez Executive
Michael Rubenstein Executive
Kevin Wilson Director
Marc Wolpow Director

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
2515 Foothill Boulevard
Rock Springs, WY, 82901