Form D · Commercial
ROCKY KNOLL CAPITAL, LLC
Edmond, OK · CIK 0002011187
Offering snapshot reported Feb 8, 2024 · SEC filing
- Reported sold
- $7.98M Offering amount: $9.35M
- Investors reported
- 142 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Dec 28, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 8, 2024 | Initial | $7,980,000 | No comparison | 142 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $311K
- Finders' fees
- $0
- Form D file number
- 021-504763
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sequence Finanical Specialists, LLC | 132915 | |
| Parsonex Securities, Inc. | 144412 |
Source: Form D, filed Feb 8, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Greg Womack | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
1366 E 15 Th Street
Edmond, OK, 73013
Edmond, OK, 73013