Form D · Private Equity Fund

Rockwood IV, LP

Beachwood, OH · CIK 0001839225

Offering snapshot reported Jul 11, 2023 · SEC filing

Reported sold
$124M
Offering amount: $150M
Investors reported
90
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62M$124MJul 16, 2021: $69,550,000.00Jul 16, 2021Apr 15, 2022: $77,700,000.00Apr 15, 2022Sep 21, 2022: $80,950,000.00Sep 21, 2022Jan 17, 2023: $101,000,000.00Jul 11, 2023: $124,000,000.00Jul 11, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$101,000,000 → $124,000,000
  • Reported investors79 → 90
  • Minimum accepted$50,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 11, 2023Amendment$124,000,000$23,000,000vs Jan 17, 202390SEC filing
Jan 17, 2023Amendment$101,000,000$20,050,000vs Sep 21, 202279SEC filing
Sep 21, 2022Amendment$80,950,000$3,250,000vs Apr 15, 202266SEC filing
Apr 15, 2022Amendment$77,700,000$8,150,000vs Jul 16, 202163SEC filing
Jul 16, 2021Amendment$69,550,000No comparisonNot reportedSEC filing
Apr 15, 2021Amendment$60,900,000$14,450,000vs Jan 15, 202144SEC filing
Jan 15, 2021Initial$46,450,000No comparison29SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-386562
The Total Offering Amount and Total Amount Sold are aggregated with Rockwood IV-A, LP. The Total Amount Sold by the Issuer was $111,600,000.

Source: Form D, filed Jul 11, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brett R. Keith Director, Promoter
Herbert Josef Merrill Iii Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Park Avenue Suite 420
Beachwood, OH, 44122