Form D · Private Equity Fund

Rockwood Equity Partners III-A, LP

Beachwood, OH · CIK 0001657407

Offering snapshot reported Jul 17, 2017 · SEC filing

Reported sold
$10.9M
Offering amount: $100M
Investors reported
13
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 20, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.44M$10.9MNov 4, 2015: $6,550,000.00Nov 4, 2015Jan 13, 2017: $6,650,000.00Jan 13, 2017Jul 17, 2017: $10,875,000.00Jul 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,650,000 → $10,875,000
  • Reported investors7 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2017Amendment$10,875,000$4,225,000vs Jan 13, 201713SEC filing
Jan 13, 2017Amendment$6,650,000$100,000vs Nov 4, 20157SEC filing
Nov 4, 2015Initial$6,550,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-250675
Total offering amount is aggregated with Rockwood Equity Partners III, LP.

Source: Form D, filed Jul 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKWOOD EQUITY PARTNERS III-A, LP

Investment adviser: ROCKWOOD EQUITY PARTNERS LLC

Gross asset value
$5.71M
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GRYPHON FUND GROUP, LLC CLEVELAND, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN AND COMPANY CLEVELAND, Ohio, United States
Custodian CIBC CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHEN AND COMPANY
PCAOB 925

Filing source

Form ADV 2064504 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9547117484

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brett Keith Director, Promoter
H. Josef Merrill Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3201 Enterprise Parkway Suite 370
Beachwood, OH, 44122