Form D · Hedge Fund
Rockwell Fulton Qualified Capital, L.P.
Brooklyn, NY · CIK 0001599126
Offering snapshot reported Feb 27, 2014 · SEC filing
- Reported sold
- $1.08M Indefinite offering
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Aug 1, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2014 | Initial | $1,079,689 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-212605
Source: Form D, filed Feb 27, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCKWELL FULTON QUALIFIED CAPITAL, LP
Investment adviser: RFC TRADING, LLC
- Gross asset value
- $0
- Beneficial owners
- 0
- ADV minimum commitment
- $500K
Reported in Form ADV on Feb 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1073162 · Feb 28, 2017 · Schedule D 7.B.(1), fund 805-5331965936
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Shlomo David Drillick | Executive |
| Joan Hertz | Director |
| Barry Hertz | Promoter |
| Aaron Kahn | Director |
| N/A Rfc Management, Llc | Director, Executive |
| N/A Rfc Trading, Llc | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Brooklyn, NY, 11230