Form D · Hedge Fund

Rockwell Fulton Capital, L. P.

Brooklyn, NY · CIK 0001539466

Offering snapshot reported May 14, 2013 · SEC filing

Reported sold: $33.5M
Investors reported: 97
Minimum accepted: $100K
First sale: Jan 20, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$452,000 → $33,450,033
Reported investors7 → 97

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 14, 2013	Amendment	$33,450,033	$32,998,033vs Feb 1, 2012	97	SEC filing
Feb 1, 2012	Initial	$452,000	No comparison	7	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-172755

Source: Form D, filed May 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKWELL FULTON CAPITAL

Investment adviser: RFC TRADING, LLC

Gross asset value: $0
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Feb 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian CITIBANK, NA STATEN ISLAND, New York, United States Related to adviser: No

Custodian STERLING NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1073162 · Feb 28, 2017 · Schedule D 7.B.(1), fund 805-6051997617

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Shlomo David Drillick	Executive
Barry I. Hertz	Executive
Aaron W. Kahn	Executive
N/A Rfc Management, Llc	Director
N/A Rfc Trading, Llc	Director
N/A Rockwell Capital Management, Llc	Director
N/A Rockwell Capital Trading, Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1122 Coney Island Avenue, Suite 203
Brooklyn, NY, 11230