Form D · Oil and Gas
Rockwater Energy Solutions, Inc.
Houston, TX · CIK 0001525297
Offering snapshot reported Feb 27, 2017 · SEC filing
- Reported sold
- $16.1M Offering amount: $16.1M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 16, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 27, 2017 | Initial | $16,125,010 | No comparison | 24 | SEC filing |
| Jul 31, 2014 | Initial | $351,118 | No comparison | 1 | SEC filing |
| Jan 2, 2013 | Initial | $2,393,237 | No comparison | 2 | SEC filing |
| Oct 9, 2012 | Initial | $4,834,200 | No comparison | 1 | SEC filing |
| Jun 15, 2012 | Initial | $7,256,100 | No comparison | 2 | SEC filing |
| Dec 20, 2011 | Initial | $7,656,300 | No comparison | 1 | SEC filing |
| Jul 14, 2011 | Initial | $5,933,953 | No comparison | 9 | SEC filing |
| Jul 13, 2011 | Initial | $2,966,976 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.13M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-281361
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FBR Capital Markets & Co. | 25027 |
Source: Form D, filed Feb 27, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David C. Baldwin | Director |
| J. Kevin Blodgett | Executive |
| J. Roderick Clark | Director |
| James R. Clark | Director |
| John W. Geddes | Director |
| Doug Hayes | Executive |
| David J. Isaac | Executive |
| Holli C. Ladhani | Director, Executive |
| Tracy Mclauchlin | Executive |
| Holli C. Nichols | Executive |
| David Nightingale | Executive |
| Lawrence O'donnell, Iii | Director |
| Paul Pistono | Executive |
| Dave Pittenger | Executive |
| Keith O. Rattie | Director |
| Cherie C. Rice | Executive |
| Zane C. Rowe | Director |
| David A. Trice | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
515 Post Oak Blvd. Suite 200
Houston, TX, 77027
Houston, TX, 77027