Form D · Hedge Fund
Rockview International Fund, Ltd.
Stamford, CT · CIK 0001506615
Offering snapshot reported Jan 25, 2011 · SEC filing
- Reported sold
- $3.43M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Sep 1, 2004 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 25, 2011 | Initial | $3,427,568 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-154318
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sinclair & Company, LLC | 133754 | Frey Capital |
Source: Form D, filed Jan 25, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alan Bluestine | Executive |
| N/A N/A Rockview Management, Llc | Executive, Promoter |
| Kevin Schweitzer | Executive |
| N/A N/A Zabak Capital, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Metro Center, One Station Place 7 Th Floor
Stamford, CT, 06902
Stamford, CT, 06902