Form D · Commercial
Rockspring Capital Texas Real Estate BD/RIA Partners, L.P.
Houston, TX · CIK 0001635708
Offering snapshot reported Aug 11, 2017 · SEC filing
- Reported sold
- $5.05M Offering amount: $50M
- Investors reported
- 84 Form D · investor count
- Minimum accepted
- $45K Reported outside-investor minimum
- First sale
- Jun 13, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$610,000 → $5,047,550
- Reported investors10 → 84
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2017 | Amendment | $5,047,550 | $4,437,550vs Aug 12, 2016 | 84 | SEC filing |
| Aug 12, 2016 | Amendment | $610,000 | No comparison | 10 | SEC filing |
| Mar 11, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-235628
Represents total commissions if maximum offering amount of $50,000,000 sold.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EMERSON EQUITY LLC | 130032 | |
| ARETE WEALTH MANAGEMENT, LLC | 44856 | |
| KALOS CAPITAL, INC. | 44337 | |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | |
| CENTER STREET SECURITIES, INC. | 26898 | |
| VFG SECURITIES, INC. | 15121 | |
| TD AMERITRADE CLEARING, INC. | 5633 | |
| NATIONAL FINANCIAL SERVICES LLC | 13041 | |
| PERSHING LLC | 7560 |
Source: Form D, filed Aug 11, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Axelrad | Executive |
| James E. Hynes | Director, Executive |
| James A. Mcalister, Iv | Executive |
| James A. Mc Alister, Iv | Executive |
| Michael P. Ross | Executive |
| J. Beau Ryan | Executive |
| Beau Ryan | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
3200 Southwest Freeway Suite 3000
Houston, TX, 77027
Houston, TX, 77027