Form D · Commercial
Rockside Equities LLC
New York, NY · CIK 0001633257
Offering snapshot reported Feb 10, 2015 · SEC filing
- Reported sold
- $20.5M Offering amount: $20.5M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $300K Reported outside-investor minimum
- First sale
- Feb 10, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 10, 2015 | Initial | $20,500,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $324K
- Finders' fees
- $0
- Form D file number
- 021-233790
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Time Equities Securities LLC | 114422 | |
| VFG Securities Inc. | 15121 |
Source: Form D, filed Feb 10, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Francis Greenburger | Executive |
| Robert Kantor | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
55 Fifth Avenue 15 Th Floor
New York, NY, 10003
New York, NY, 10003