Form D · REITS and Finance

Rockpoint Growth & Income Upper REIT II-A, L.L.C.

Dallas, TX · CIK 0001729792

Offering snapshot reported Feb 1, 2018 · SEC filing

Reported sold
$1.75M
Offering amount: $1.75M
Investors reported
125
Form D · investor count
Minimum accepted
$14K
Reported outside-investor minimum
First sale
Jan 22, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$875K$1.75MJan 31, 2018: $1,750,000.00Jan 31, 2018Feb 1, 2018: $1,750,000.00Feb 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2018Amendment$1,750,000$0vs Jan 31, 2018125SEC filing
Jan 31, 2018Initial$1,750,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$87.5K
Finders' fees
$0
Form D file number
Not reported

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis Johnson1020488H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Feb 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Keith B. Gelb Director
Thomas F. Gilbane Director
Ron J. Hoyl Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
C/O Rockpoint Group 3953 Maple Avenue, Suite 300
Dallas, TX, 75219