Form D · Other Technology
Rocki Technology, Inc.
Boston, MA · CIK 0001626273
Offering snapshot reported Dec 22, 2014 · SEC filing
- Reported sold
- $295K Offering amount: $500K
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 9, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 22, 2014 | Initial | $295,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $5.25K
- Form D file number
- 021-230560
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| North Capital Private Securities Corporation | 154559 | |
| Ryan Feit | 4997878 | North Capital Private Securities Corporation · CRD 154559 |
| Ameet Padte | 6008587 | North Capital Private Securities Corporation · CRD 154559 |
| Aaron Kellner | 5696935 | North Capital Private Securities Corporation · CRD 154559 |
Source: Form D, filed Dec 22, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis List | Director, Executive |
| Yap Neng Ming | Director, Executive |
| Liu Tzu Hsiu | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
C/O Techstars, 179 Lincoln Street
Boston, MA, 02111
Boston, MA, 02111