Form D · Private Equity Fund

Rocket Global Innovation Trust

New York, NY · CIK 0001670832

Offering snapshot reported Apr 4, 2016 · SEC filing

Reported sold
$200M
Indefinite offering
Investors reported
685
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 18, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 4, 2016Initial$199,971,000No comparison685SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-260601
The entity listed in Item 12 is not paid by the Issuer. It receives commissions or similar sales compensation equal to a percentage of the commitment made by each investor directly from such investor.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Apr 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Asterion Fund Services L.L.C. Executive
Nancy Fahmy Executive
Scott Huff Executive
Barbara E. Kocsis Executive
John V. Leale Executive
N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") Executive
Jeff Mc Goey Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Leslie Ross Executive
Devesh Saksena Executive
Edward L. Truitt, Jr. Executive
Brian Woldow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
250 Vesey Street, 11th Floor
New York, NY, 10080