Form D · Other
Rock Tech Lithium Inc.
Toronto, A6 · CIK 0001843542
Offering snapshot reported Sep 12, 2025 · SEC filing
- Reported sold
- $363K Offering amount: $363K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Sep 4, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 12, 2025 | Initial | $363,499 | No comparison | 2 | SEC filing |
| Feb 3, 2021 | Initial | $3,168,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- $0
- Finders' fees
- $29.1K
- Form D file number
- 021-557432
CDN$499,999.50 based on Bank of Canada Exchange Rate $0.727 on August 28, 2025. Units consists of one share and one warrant. Each warrant is exercisable into one share at CDN$1.17 per share until September 4, 2028.
CDN$39,999.952 based on Bank of Canada exchange rate of $0.727.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 120708 |
Source: Form D, filed Sep 12, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brad Barnett | Director, Executive |
| Simon Bodensteiner | Director, Executive |
| Beate Degen | Director |
| Dirk Harbecke | Director, Executive |
| Peter Kausch | Director |
| Klaus Schmitz | Director |
| Wolfgang Voigt | Director |
| Kerstin Wedemann | Executive |
| Mirco Wojnarowicz | Executive |
| Chris Wright | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Suite 2700 40 Temperance Street
Toronto, A6, M5H 0B4
Toronto, A6, M5H 0B4