Form D · Other Real Estate
Rock Spring Investors, LLC
Birmingham, AL · CIK 0001693185
Offering snapshot reported Jan 4, 2017 · SEC filing
- Reported sold
- $5.04M Offering amount: $5.04M
- Investors reported
- 65 Form D · investor count
- Minimum accepted
- $26.5K Reported outside-investor minimum
- First sale
- Dec 28, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 4, 2017 | Initial | $5,035,000 | No comparison | 65 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $869K
- Finders' fees
- $0
- Form D file number
- 021-277546
$604,200 in cash compensation and 10 Class A Units valued at $265,000 in non-cash compensation.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bridge Capital Associates, Inc. | 143475 | James W. Freeman · CRD 5828888 |
Source: Form D, filed Jan 4, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James W Freeman | Executive, Promoter |
| Robert Lewis | Executive |
| Ricky B Novak | Executive, Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
912 Edenton Street
Birmingham, AL, 35242
Birmingham, AL, 35242