Form D · Oil and Gas
Rock Oil Company, LLC
Denver, CO · CIK 0001500090
Offering snapshot reported Jan 28, 2011 · SEC filing
- Reported sold
- $84M Offering amount: $84M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 18, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 28, 2011 | Initial | $84,000,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.02M
- Finders' fees
- $0
- Form D file number
- 021-154564
Commissions are shown to date. May increase to $3,000,000 as and when additional outside investor capital contributions are made.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Rivington Securities, LLC | 120689 |
Source: Form D, filed Jan 28, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard P. Hornock | Executive |
| Alan Hsia | Director |
| Kyle R. Miller | Director, Executive, Promoter |
| Leland B. White | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
475 Seventeenth Street Ste 1200
Denver, CO, 80202
Denver, CO, 80202