Form D · Private Equity Fund
Rock Hill Capital III, LP
Houston, TX · CIK 0001660106
Offering snapshot reported Dec 12, 2016 · SEC filing
- Reported sold
- $128M Offering amount: $175M
- Investors reported
- 60 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 11, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 60
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 12, 2016 | Amendment | $128,485,251 | No comparison | 60 | SEC filing |
| Dec 10, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-252794
Amount to be paid is generally based on a percentage of limited partner subscriptions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Aqueduct Capital Group, LLC | 131452 |
Source: Form D, filed Dec 12, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffery S. Christman | Executive |
| Randall B. Hale | Director |
| N/A Rock Hill Capital Group, Llc | Director |
| N/A Rock Hill Capital Iii, Gp, Llc | Director |
| James P. Wilson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
3737 Buffalo Speedway, Suite 1800
Houston, TX, 77098
Houston, TX, 77098