Form D · Hedge Fund

Rock Harbor Insurance Fund Series of the SALI Multi-Series Fund, L.P.

Austin, TX · CIK 0002056665

Offering snapshot reported Sep 11, 2026 · SEC filing

Reported sold: $88.3M
Investors reported: 4
Minimum accepted: $1M
First sale: Nov 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$49,660,886 → $88,312,558
Reported investors1 → 4

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 11, 2026	Amendment	$88,312,558	$38,651,672vs Feb 24, 2025	4	SEC filing
Feb 24, 2025	Initial	$49,660,886	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-539054

Source: Form D, filed Sep 11, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCK HARBOR INSURANCE FUND SERIES OF THE SALI MULTI-SERIES FUND, L.P.

Investment adviser: SALI FUND MANAGEMENT, LLC

Gross asset value: $68.4M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Aug 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ESSENTIAL FUND SERVICES TARRYTOWN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor BDO USA, P.C. CHICAGO, Illinois, United States

Custodian FROST BANK SAN ANTONIO, Texas, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian SEI PRIVATE TRUST COMPANY OAKS, Pennsylvania, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

MORGAN STANLEY & CO. LLC
SEC 8-15869

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2108274 · Aug 25, 2026 · Schedule D 7.B.(1), fund 805-9974076219

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas A Nieman	Executive
Na Na Sali Fund Partners, Llc	Director
Cameron A Vail	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6850 Austin Center Blvd Suite #300
Austin, TX, 78731