Form D · Other

Rock Energy Resources, Inc.

Houston, TX · CIK 0000778165

Offering snapshot reported May 4, 2012 · SEC filing

Reported sold
$305K
Offering amount: $5.23M
Investors reported
13
Form D · investor count
Minimum accepted
$2.5K
Reported outside-investor minimum
First sale
Dec 19, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$153K$305KJan 18, 2012: $230,000.00Jan 18, 2012May 4, 2012: $305,000.00May 4, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$230,000 → $305,000
  • Reported investors11 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 4, 2012Amendment$305,000$75,000vs Jan 18, 201213SEC filing
Jan 18, 2012Initial$230,000No comparison11SEC filing
Jun 22, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-172097

Source: Form D, filed May 4, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rocky V. Emery Director, Executive
Mark G. Harrington Director, Executive
Craig Liukko Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
10350 Richmond Street Suite 800
Houston, TX, 77042