Form D · Other Investment Fund

Rock Cove Investments, LLC

Atlanta, GA · CIK 0001799213

Offering snapshot reported Mar 20, 2020 · SEC filing

Reported sold
$8.6M
Offering amount: $9.39M
Investors reported
73
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 27, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.3M$8.6MJan 9, 2020: $8,595,408.00Jan 9, 2020Mar 9, 2020: $8,595,408.00Mar 10, 2020: $8,595,408.00Mar 20, 2020: $8,595,408.00Mar 20, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 20, 2020Amendment$8,595,408$0vs Mar 10, 202073SEC filing
Mar 10, 2020Amendment$8,595,408$0vs Mar 9, 202073SEC filing
Mar 9, 2020Amendment$8,595,408$0vs Jan 9, 202073SEC filing
Jan 9, 2020Initial$8,595,408No comparison73SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$105K
Finders' fees
$0
Form D file number
021-357565

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Patrick Capital Markets, LLC16518
Brian Clark4802438Patrick Capital Markets, LLC · CRD 16518
Peyton Ethridge6634147
Center Street Securities, Inc.26898
Jodi Bugter5463465

Source: Form D, filed Mar 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rock Cove Manager Llc Director
Wesley Hudson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3550 Lenox Road Ne Suite 2100
Atlanta, GA, 30326