Form D · Other Investment Fund

Rock Bluff Equity Income Partnership, L.P.

Dallas, TX · CIK 0001373863

Offering snapshot reported Jun 23, 2020 · SEC filing

Reported sold
$734M
Indefinite offering
Investors reported
318
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$367M$734MMay 11, 2009: $28,825,000.00May 11, 2009Jun 9, 2009: $29,500,000.00Jul 10, 2009: $30,100,000.00Aug 6, 2009: $30,460,000.00Sep 9, 2009: $30,510,000.00Oct 7, 2009: $34,822,812.00Nov 10, 2009: $35,062,812.00Dec 7, 2009: $36,097,812.00Jan 7, 2010: $36,607,812.00Feb 5, 2010: $37,632,812.00Mar 9, 2010: $38,007,812.00Apr 9, 2010: $38,507,812.00May 12, 2010: $40,346,312.00Jun 8, 2010: $40,758,812.00Jul 8, 2010: $41,533,812.00Aug 10, 2010: $41,633,812.00Sep 7, 2010: $43,103,712.00Oct 7, 2010: $43,553,712.00Nov 3, 2010: $47,099,712.00Dec 10, 2010: $50,997,712.00Jan 6, 2011: $57,674,712.00Feb 7, 2011: $64,993,712.00Mar 7, 2011: $67,813,712.00Apr 14, 2011: $71,355,212.00May 13, 2011: $73,466,712.00Jun 15, 2011: $73,591,712.00Jul 14, 2011: $74,591,712.00Aug 15, 2011: $75,341,712.00Sep 14, 2011: $107,501,912.00Oct 17, 2011: $114,035,112.00Nov 15, 2011: $119,175,112.00Dec 16, 2011: $125,800,112.00Jan 17, 2012: $133,965,112.00Feb 15, 2012: $141,348,112.00Mar 15, 2012: $144,056,112.00Apr 16, 2012: $147,036,935.00May 15, 2012: $294,827,935.00Jun 15, 2012: $315,472,935.00Jul 16, 2012: $323,157,935.00Aug 15, 2012: $331,277,935.00Sep 17, 2012: $347,157,935.00Oct 15, 2012: $350,237,935.00Nov 15, 2012: $351,437,935.00Dec 17, 2012: $355,952,935.00Jan 15, 2013: $377,572,935.00Feb 15, 2013: $388,525,435.00Mar 18, 2013: $397,020,435.00Apr 16, 2013: $402,540,435.00Jun 18, 2013: $406,415,435.00Jul 24, 2013: $407,670,435.00Aug 15, 2013: $408,120,435.00Sep 16, 2013: $409,105,435.00Oct 15, 2013: $410,990,435.00Nov 13, 2013: $412,062,935.00Dec 13, 2013: $413,467,935.00Jan 14, 2014: $417,192,935.00Feb 14, 2014: $427,052,935.00Mar 14, 2014: $430,692,935.00Apr 15, 2014: $439,390,935.00May 15, 2014: $445,716,935.00Jun 27, 2014: $448,377,935.00Jun 25, 2015: $511,875,935.00Jun 24, 2016: $655,913,435.00Jun 27, 2017: $676,957,435.00Jun 27, 2018: $699,489,935.00Jun 25, 2019: $722,059,373.00Jun 23, 2020: $733,508,373.00Jun 23, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$722,059,373 → $733,508,373
  • Reported investors311 → 318

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 23, 2020Amendment$733,508,373$11,449,000vs Jun 25, 2019318SEC filing
Jun 25, 2019Amendment$722,059,373$22,569,438vs Jun 27, 2018311SEC filing
Jun 27, 2018Amendment$699,489,935$22,532,500vs Jun 27, 2017293SEC filing
Jun 27, 2017Amendment$676,957,435$21,044,000vs Jun 24, 2016287SEC filing
Jun 24, 2016Amendment$655,913,435$144,037,500vs Jun 25, 2015271SEC filing
Jun 25, 2015Amendment$511,875,935$63,498,000vs Jun 27, 2014228SEC filing
Jun 27, 2014Amendment$448,377,935$2,661,000vs May 15, 2014203SEC filing
May 15, 2014Amendment$445,716,935$6,326,000vs Apr 15, 2014203SEC filing
Apr 15, 2014Amendment$439,390,935$8,698,000vs Mar 14, 2014201SEC filing
Mar 14, 2014Amendment$430,692,935$13,500,000vs Jan 14, 2014198SEC filing
Feb 14, 2014Amendment$427,052,935$9,860,000vs Jan 14, 2014198SEC filing
Jan 14, 2014Amendment$417,192,935$3,725,000vs Dec 13, 2013189SEC filing
Dec 13, 2013Amendment$413,467,935$1,405,000vs Nov 13, 2013188SEC filing
Nov 13, 2013Amendment$412,062,935$1,072,500vs Oct 15, 2013187SEC filing
Oct 15, 2013Amendment$410,990,435$1,885,000vs Sep 16, 2013187SEC filing
Sep 16, 2013Amendment$409,105,435$985,000vs Aug 15, 2013186SEC filing
Aug 15, 2013Amendment$408,120,435$450,000vs Jul 24, 2013185SEC filing
Jul 24, 2013Amendment$407,670,435$1,255,000vs Jun 18, 2013185SEC filing
Jun 18, 2013Amendment$406,415,435$9,395,000vs Mar 18, 2013184SEC filing
Apr 16, 2013Amendment$402,540,435$5,520,000vs Mar 18, 2013184SEC filing
Mar 18, 2013Amendment$397,020,435$8,495,000vs Feb 15, 2013180SEC filing
Feb 15, 2013Amendment$388,525,435$10,952,500vs Jan 15, 2013178SEC filing
Jan 15, 2013Amendment$377,572,935$21,620,000vs Dec 17, 2012177SEC filing
Dec 17, 2012Amendment$355,952,935$4,515,000vs Nov 15, 2012171SEC filing
Nov 15, 2012Amendment$351,437,935$1,200,000vs Oct 15, 2012168SEC filing
Oct 15, 2012Amendment$350,237,935$18,960,000vs Aug 15, 2012168SEC filing
Sep 17, 2012Amendment$347,157,935$15,880,000vs Aug 15, 2012167SEC filing
Aug 15, 2012Amendment$331,277,935$8,120,000vs Jul 16, 2012165SEC filing
Jul 16, 2012Amendment$323,157,935$7,685,000vs Jun 15, 2012164SEC filing
Jun 15, 2012Amendment$315,472,935$20,645,000vs May 15, 2012163SEC filing
May 15, 2012Amendment$294,827,935$147,791,000vs Apr 16, 2012160SEC filing
Apr 16, 2012Amendment$147,036,935$2,980,823vs Mar 15, 2012142SEC filing
Mar 15, 2012Amendment$144,056,112$2,708,000vs Feb 15, 2012139SEC filing
Feb 15, 2012Amendment$141,348,112$7,383,000vs Jan 17, 2012137SEC filing
Jan 17, 2012Amendment$133,965,112$8,165,000vs Dec 16, 2011136SEC filing
Dec 16, 2011Amendment$125,800,112$6,625,000vs Nov 15, 2011133SEC filing
Nov 15, 2011Amendment$119,175,112$5,140,000vs Oct 17, 2011132SEC filing
Oct 17, 2011Amendment$114,035,112$6,533,200vs Sep 14, 2011130SEC filing
Sep 14, 2011Amendment$107,501,912$32,160,200vs Aug 15, 2011130SEC filing
Aug 15, 2011Amendment$75,341,712$750,000vs Jul 14, 2011126SEC filing
Jul 14, 2011Amendment$74,591,712$1,000,000vs Jun 15, 2011126SEC filing
Jun 15, 2011Amendment$73,591,712$125,000vs May 13, 2011126SEC filing
May 13, 2011Amendment$73,466,712$2,111,500vs Apr 14, 2011126SEC filing
Apr 14, 2011Amendment$71,355,212$3,541,500vs Mar 7, 2011125SEC filing
Mar 7, 2011Amendment$67,813,712$2,820,000vs Feb 7, 2011120SEC filing
Feb 7, 2011Amendment$64,993,712$7,319,000vs Jan 6, 2011118SEC filing
Jan 6, 2011Amendment$57,674,712$6,677,000vs Dec 10, 2010111SEC filing
Dec 10, 2010Amendment$50,997,712$3,898,000vs Nov 3, 2010104SEC filing
Nov 3, 2010Amendment$47,099,712$3,546,000vs Oct 7, 2010101SEC filing
Oct 7, 2010Amendment$43,553,712$450,000vs Sep 7, 2010100SEC filing
Sep 7, 2010Amendment$43,103,712$1,469,900vs Aug 10, 2010100SEC filing
Aug 10, 2010Amendment$41,633,812$100,000vs Jul 8, 201095SEC filing
Jul 8, 2010Amendment$41,533,812$775,000vs Jun 8, 201095SEC filing
Jun 8, 2010Amendment$40,758,812$412,500vs May 12, 201093SEC filing
May 12, 2010Amendment$40,346,312$1,838,500vs Apr 9, 201091SEC filing
Apr 9, 2010Amendment$38,507,812$500,000vs Mar 9, 201084SEC filing
Mar 9, 2010Amendment$38,007,812$375,000vs Feb 5, 201081SEC filing
Feb 5, 2010Amendment$37,632,812$1,025,000vs Jan 7, 201079SEC filing
Jan 7, 2010Amendment$36,607,812$510,000vs Dec 7, 200979SEC filing
Dec 7, 2009Amendment$36,097,812$1,035,000vs Nov 10, 200977SEC filing
Nov 10, 2009Amendment$35,062,812$240,000vs Oct 7, 200976SEC filing
Oct 7, 2009Amendment$34,822,812$4,312,812vs Sep 9, 200976SEC filing
Sep 9, 2009Amendment$30,510,000$50,000vs Aug 6, 200962SEC filing
Aug 6, 2009Amendment$30,460,000$360,000vs Jul 10, 200961SEC filing
Jul 10, 2009Amendment$30,100,000$600,000vs Jun 9, 200961SEC filing
Jun 9, 2009Amendment$29,500,000$675,000vs May 11, 200961SEC filing
May 11, 2009Amendment$28,250,000No comparisonNot reportedSEC filing
May 11, 2009Amendment$28,825,000No comparisonNot reportedSEC filing
May 8, 2009Initial$28,825,000No comparisonNot reportedSEC filing
Apr 15, 2009Initial$28,250,000No comparisonNot reportedSEC filing
Jan 16, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 18, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-94104

Source: Form D, filed Jun 23, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCK BLUFF EQUITY INCOME PARTNERSHIP, L.P.

Investment adviser: TOLLESON PRIVATE WEALTH MANAGEMENT, LLC

Gross asset value
$291K
Beneficial owners
212
ADV minimum commitment
$50K

Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP DALLAS, Texas, United States
Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Filing source

Form ADV 1440742 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-8667968846

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Leigh Godecke Executive
Richard Joyner Executive
Tracie Klein Executive
Ttg Gp Management, Inc. Executive
Rb Gp Management, Inc. Executive
Renee Taken Executive
Philip Taken Executive
John Tolleson Executive
Carter Tolleson Executive
Management, Inc. Ttg Gp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5500 Preston Road Suite 250
Dallas, TX, 75205