Form D · Private Equity Fund
Rock Bluff 2007 OCM Partnership, L.P.
Dallas, TX · CIK 0001393723
Offering snapshot reported Jul 9, 2014 · SEC filing
- Reported sold
- $17.4M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 28, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 9, 2014 | Initial | $17,392,375 | No comparison | 30 | SEC filing |
| Sep 9, 2009 | Amendment | $17,392,375 | No comparison | 22 | SEC filing |
| Mar 15, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-220657
Source: Form D, filed Jul 9, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCK BLUFF 2007 OCM PARTNERSHIP, L.P.
Investment adviser: TOLLESON PRIVATE WEALTH MANAGEMENT, LLC
- Gross asset value
- $623K
- Beneficial owners
- 29
- ADV minimum commitment
- $100K
Reported in Form ADV on Jun 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425
Filing source
Form ADV 1440742 · Jun 30, 2020 · Schedule D 7.B.(1), fund 805-8828627658
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Leigh Godecke | Executive |
| Richard Joyner | Executive |
| Tracie Klein | Executive |
| Rb Gp Management, Inc. | Executive |
| Renee Taken | Executive |
| Philip Taken | Executive |
| John Tolleson | Executive |
| Carter Tolleson | Executive |
| Management, Inc. Ttg Gp | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dallas, TX, 75205