Form D · Other Energy
ROCHESTER RESOURCES LTD
Vancouver, A1 · CIK 0001099957
Offering snapshot reported Dec 9, 2009 · SEC filing
- Reported sold
- $3.17M Offering amount: $11M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $9.75K Reported outside-investor minimum
- First sale
- Nov 25, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2009 | Initial | $3,166,130 | No comparison | 4 | SEC filing |
| Feb 3, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $190K
- Finders' fees
- $0
- Form D file number
- 021-60504
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BMO Nesbitt Burns Inc. | None | |
| GMP Securities L.P. | None |
Source: Form D, filed Dec 9, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lindsay Bottomer | Director |
| Marc Cernovitch | Director |
| Nick De Mare | Director |
| Joseph Keane | Director |
| Harvey Lim | Executive |
| Eduardo Luna | Director, Executive |
| Mike Magrum | Director |
| Alfredo Parra | Director, Executive |
| Jose Manuel Silva | Executive |
| Simon Tam | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
1090 West Georgia Street #1305
Vancouver, A1, V6E 3V7
Vancouver, A1, V6E 3V7