Form D · Hedge Fund

Rochdale Royalty Rights Fund LLC

New York, NY · CIK 0001561193

Offering snapshot reported Jun 3, 2016 · SEC filing

Reported sold
$7.96M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 21, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.98M$7.96MNov 14, 2012Aug 7, 2013: $7,900,000.00Aug 7, 2013May 12, 2015: $7,963,000.00May 12, 2015Jun 3, 2016: $7,963,000.00Jun 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 35
  • Minimum accepted$50,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2016Amendment$7,963,000No comparison35SEC filing
May 12, 2015Amendment$7,963,000No comparison35SEC filing
Aug 7, 2013Amendment$7,900,000No comparison33SEC filing
Nov 14, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-186921

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
RIM Securities LLC18466RIM Securities LLC · CRD 18466

Source: Form D, filed Jun 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCHDALE ROYALTY RIGHTS FUND

Investment adviser: RBC ROCHDALE, LLC

Gross asset value
$4.24M
Beneficial owners
33
ADV minimum commitment
$50K

Reported in Form ADV on Jun 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANK MILWAUKEE, Wisconsin, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PKF O'CONNOR DAVIES NEW YORK, New York, United States
Custodian US BANK MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1027239 · Jun 30, 2016 · Schedule D 7.B.(1), fund 805-8916735664

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Irwin G. Barnet Director
Mitchell Cepler Executive
Andrew Clare Director
Garrett Richard D'alessandro Executive
Greg Francoeur Executive
Gregg Giaquinto Executive
Francesco Michael Gozzillo Executive
Daniel A Hanwacker, Sr. Director
Kurt Hawkesworth Executive
Barbara Hawkesworth Executive
Jon Hunt Director
Susan Henshaw Jones Executive
Vernon C. Kozlen Director
Jay C Nadel Director
William O'donnell Executive
William R. Sweet Director
James Wolford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
400 Park Avenue
New York, NY, 10022