Form D · Other Investment Fund
Rochdale High Yield Advances Fund LLC
New York, NY · CIK 0001505806
Offering snapshot reported Jul 6, 2011 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2011 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Apr 14, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-158428
Offering Terminated.
No sales commissions will be charged.
Source: Form D, filed Jul 6, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carl Acebes | Director, Executive |
| Maxime C. Baretge | Director |
| Garrett Richard D'alessandro | Executive |
| Barbara Hawkesworth | Executive |
| Kurt Hawkesworth | Executive |
| Jay Nadel | Director |
| Jerry Roland | Director |
| Edmund Towers | Executive |
| Thomas J. Volpe | Director |
| Ben Younessian | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
570 Lexington Avenue
New York, NY, 10022-6837
New York, NY, 10022-6837