Form D · Other Investment Fund

Rocade Capital Fund IV LP

Arlington, VA · CIK 0001831427

Offering snapshot reported Jan 12, 2023 · SEC filing

Reported sold
$40.4M
Indefinite offering
Investors reported
46
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 29, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.2M$40.4MFeb 3, 2021: $28,750,000.00Feb 3, 2021Feb 4, 2022: $34,175,000.00Feb 4, 2022Jan 12, 2023: $40,355,000.00Jan 12, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,175,000 → $40,355,000
  • Reported investors40 → 46

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2023Amendment$40,355,000$6,180,000vs Feb 4, 202246SEC filing
Feb 4, 2022Amendment$34,175,000$5,425,000vs Feb 3, 202140SEC filing
Feb 3, 2021Initial$28,750,000No comparison32SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-388323

Source: Form D, filed Jan 12, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCADE CAPITAL FUND IV LP

Investment adviser: EJF CAPITAL LP

Gross asset value
$232M
Beneficial owners
69
ADV minimum commitment
$500K

Reported in Form ADV on Sep 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN CHASE N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA P.C. CHICAGO, Illinois, United States
Custodian BANK OZK LITTLE ROCK, Arkansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA P.C.
PCAOB 243

Filing source

Form ADV 2107056 · Sep 4, 2026 · Schedule D 7.B.(1), fund 805-4429296241

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Emanuel J. Friedman Executive
Neal J. Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2107 Wilson Blvd Suite 410
Arlington, VA, 22201