Form D · Other Investment Fund
Roc360 Real Estate Income Trust, Inc.
New York, NY · CIK 0002007648
Offering snapshot reported Jan 17, 2024 · SEC filing
- Reported sold
- $125K Indefinite offering
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 17, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 17, 2024 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-502703
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles B. Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Patrick J. Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 17, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Maksim Stavinsky | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Roc Capital Holdings Llc 645 Madison Avenue, 19 Th Floor
New York, NY, 10022
New York, NY, 10022