Form D · REITS and Finance

ROC Debt Strategies Fund REIT LLC

Murray, UT · CIK 0001632621

Offering snapshot reported Feb 4, 2015 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 23, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2015Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-233416

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
H & L Equities, LLC113794

Source: Form D, filed Feb 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC DEBT STRATEGIES FUND REIT LLC

Investment adviser: BRIDGE MULTIFAMILY FUND MANAGER LLC

Gross asset value
$125K
Beneficial owners
125
ADV minimum commitment
$1K

Reported in Form ADV on Feb 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BRIDGE FUND ADMINISTRATION, LLC MURRAY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor DELOITTE SALT LAKE CITY, Utah, United States
Custodian WELLS FARGO BANK SALT LAKE CITY, Utah, United States Related to adviser: No
Prime broker H & L EQUITIES, LLC ATLANTA, Georgia, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE
PCAOB 34

H & L EQUITIES, LLC
CRD 113794 · SEC 8-53371

Filing source

Form ADV 1598504 · Feb 1, 2022 · Schedule D 7.B.(1), fund 805-3549040965

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John S. Pennington Executive
N/A Roc Debt Strategies Fund Gp, Llc Executive
N/A Roc Debt Strategies Fund Manager, Llc Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
5295 So. Commerce Drive Suite 100
Murray, UT, 84107