Form D · REITS and Finance

ROC Debt Strategies Fund II REIT-PE, Inc.

Salt Lake City, UT · CIK 0001694073

Offering snapshot reported Jan 10, 2017 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Dec 22, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 10, 2017Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-278040

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Iroquois Capital Advisors, LLC145235

Source: Form D, filed Jan 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC DEBT STRATEGIES FUND II REIT-PE, INC

Investment adviser: BRIDGE MULTIFAMILY FUND MANAGER LLC

Gross asset value
$125K
Beneficial owners
125
ADV minimum commitment
$1K

Reported in Form ADV on Feb 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BRIDGE FUND ADMINISTRATION, LLC MURRAY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor DELOITTE SALT LAKE CITY, Utah, United States
Custodian WELLS FARGO BANK SALT LAKE CITY, Utah, United States Related to adviser: No
Prime broker ICA, LLC NASHVILLE, Tennessee, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE
PCAOB 34

ICA, LLC
CRD 145235 · SEC 8-67717

Filing source

Form ADV 1598504 · Feb 1, 2022 · Schedule D 7.B.(1), fund 805-3802824625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Samuel Pennington Executive
Roc Debt Strategies Fund Manager, Llc Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
5295 Commerce Drive Suite 100
Salt Lake City, UT, 84107