Form D · Hedge Fund
Roc Capital Partners Fund, LLC
New York, NY · CIK 0001474374
Offering snapshot reported Feb 21, 2013 · SEC filing
- Reported sold
- $75.4M Indefinite offering
- Investors reported
- 33 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$65,360,331 → $75,360,000
- Reported investors32 → 33
- Minimum accepted$5,000,000 → $100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 21, 2013 | Amendment | $75,360,000 | $9,999,669vs Feb 21, 2012 | 33 | SEC filing |
| Feb 21, 2012 | Amendment | $65,360,331 | $0vs Feb 18, 2011 | 32 | SEC filing |
| Feb 18, 2011 | Amendment | $65,360,331 | $11,360,331vs Oct 14, 2009 | 32 | SEC filing |
| Oct 14, 2009 | Initial | $54,000,000 | No comparison | 22 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-135281
Source: Form D, filed Feb 21, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROC CAPITAL PARTNERS FUND, LLC
Investment adviser: ROC CAPITAL MANAGEMENT, L.P.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 715081 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-2976137857
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anupam Ghose | Executive |
| Arvind Raghunathan | Executive |
| N/A Roc Capital Group, Llc | Promoter |
| Shawn Wells | Executive |
| Robert Wolfson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10019