Form D · Hedge Fund

Roc Capital Partners (Cayman), Ltd.

Grand Cayman, E9 · CIK 0001474375

Offering snapshot reported Feb 21, 2013 · SEC filing

Reported sold
$332M
Indefinite offering
Investors reported
57
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$166M$332MOct 14, 2009: $110,200,000.00Oct 14, 2009Feb 18, 2011: $331,200,803.00Feb 18, 2011Feb 21, 2012: $331,201,200.00Feb 21, 2012Feb 21, 2013: $331,687,000.00Feb 21, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$331,201,200 → $331,687,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2013Amendment$331,687,000$485,800vs Feb 21, 201257SEC filing
Feb 21, 2012Amendment$331,201,200$397vs Feb 18, 201157SEC filing
Feb 18, 2011Amendment$331,200,803$221,000,803vs Oct 14, 200957SEC filing
Oct 14, 2009Initial$110,200,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135275

Source: Form D, filed Feb 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC CAPITAL PARTNERS (CAYMAN), LTD.

Investment adviser: ROC CAPITAL MANAGEMENT, L.P.

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 715081 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-7116850024

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Anupam Ghose Executive
Ronan Guilfoyle Director
Arvind Raghunathan Executive
N/A Roc Capital Management, L.P. Promoter
Shawn Wells Executive
Robert Wolfson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mourant Ozannes Corporate Services, Ltd. Harbour Centre, 94 Solaris Avenue
Grand Cayman, E9, KY1-1108