Form D · Private Equity Fund

ROC Asia Pacific Private Equity Fund IV B, L.P.

George Town, Grand Cayman, E9 · CIK 0001807726

Offering snapshot reported Mar 26, 2021 · SEC filing

Reported sold
$40.2M
Offering amount: $150M
Investors reported
22
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Dec 20, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.1M$120MApr 2, 2020: $120,150,000.00Apr 2, 2020Mar 26, 2021: $40,150,000.00Mar 26, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$120,150,000 → $40,150,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 26, 2021Amendment$40,150,000-$80,000,000vs Apr 2, 202022SEC filing
Apr 2, 2020Initial$120,150,000No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-364181
Offering amount is max target raise in aggregate for Master Fund (ROC Asia Pacific Private Equity Fund IV L.P.) & any affiliated feeder funds, but amt sold/no. of US investors only is for the issuer (initially filed in joint Forms D 2018 & D/A
Limited partnership interests; capital commitment of lesser amts by any limited partner may be accepted by GP upon advice of ROC Partners (HK) Limited, the Manager
Fees are paid to Item 12 entities as a one-time payment of 1.5x the annual management fee paid to the Manager, contingent upon subscription amounts.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Coronado Investments LLC111992

Source: Form D, filed Mar 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Abali Hoilett Director
Colin Nestor Director
Lance Mathew Zarb Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Roc Iv Gp Limited Ugland House, P.O. Box 309
George Town, Grand Cayman, E9, KY1-1104